Foreign Ownership, Control or Influence
Three pieces on FOCI under the NISPOM: when an entity is under FOCI, the mitigation agreements, and governance, supplementary plans and limited clearances.
Three pieces in this topic
When a company is under foreign ownership or control
Why foreign investment is allowed, the FOCI test, consequences, changed conditions, factors, the SF 328 and the CFIUS review.
02FOCI mitigation agreements
Non-ownership measures, board resolutions, security control agreements, special security agreements and NIDs, voting trusts and proxies.
03FOCI governance, plans and limited clearances
Limited clearances under FOCI, their limits, trustee and director qualifications, the GSC, supplementary plans and annual certification.
Key terms in this topic
FOCINegationMitigationSF 328CFIUSBoard resolutionSecurity control agreementSSANIDVoting trust and proxy agreementLimited determination due to FOCIOutside directorGSCTechnology control planElectronic communications plan
Other topics in controlling what transfers
- Technology Transfer and Export Control 5 pieces
- End Use Monitoring 5 pieces
- Excess Defense Articles 3 pieces
- Offsets 3 pieces
- Sensitive Systems and Export Compliance 3 pieces
- Classifying Defense Articles 3 pieces
- Commercial Export Licenses 3 pieces
- Defense Services Agreements 3 pieces
- Licensing Exemptions 3 pieces
- Brokering Controls 3 pieces
- Violations and Penalties 4 pieces
- Registration and Reporting 2 pieces
- Assistance Program Controls 2 pieces
- Munitions List: Weapons 6 pieces
- Munitions List: Platforms 4 pieces
- Munitions List: Electronics 5 pieces
- Munitions List: Training and Protection 3 pieces
- Release Gates for Sensitive Systems 2 pieces
- Country Policy and the Treaties 5 pieces
- Licenses From Application to Revocation 5 pieces
- ITAR Definitions and Technical Data 5 pieces
- Terrorism and Missile Controls 4 pieces
- Chemical, Biological and Nuclear Sanctions 3 pieces
- CMMC Program Basics 3 pieces
- CMMC Assessment Levels 3 pieces
- CMMC Assessment Ecosystem 3 pieces
- Controlled Unclassified Information 3 pieces
- DFARS Cyber Safeguarding 3 pieces
- 600 Series Framework 3 pieces
- Licensing 600 Series Items 3 pieces
- Guns, Vehicles and Vessels 3 pieces
- Aircraft, Engines and Electronics 3 pieces
- Protective, Training and Other Items 3 pieces
- Industrial Security Framework 3 pieces
- Security Reviews, Training and Reporting 4 pieces
- Facility Clearances 2 pieces
- Classifying and Marking 2 pieces
- Safeguarding Classified Material 3 pieces
- Visits, Subcontracts and Systems 3 pieces
- Applying for EAR Licenses 2 pieces
- EAR Support Documents 3 pieces
- How BIS Processes Licenses 2 pieces
- Using an EAR License 2 pieces
- EAR Export Clearance 5 pieces
- EAR Recordkeeping 2 pieces
- EAR Violations and Penalties 2 pieces
- EAR Voluntary Self-Disclosure 4 pieces
- What the EAR Covers 4 pieces
- EAR End-User Controls 5 pieces
- EAR License Exceptions 7 pieces